Molly Burnett, CFA, is a portfolio manager for a fund that only invests in environmentally friendly companies. A multinational utility company recently acquired one of the funds best-performing invest
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He is a man of great knowledge, ____ much can be learned<p>A.in whom</p><p>B.about whom</p><p>C.from whom</p><p>D.of whom</p>
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Sergio Morales, CFA believes he has found evidence his supervisor is engaged in fraudulent activity concerning a clients account. When Morales confronts his supervisor, he is told the client is fully
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Yuan, CFA, is a fund manager. When Yuan is soliciting new clients, he claims that his investment return has exceeded 50% in the past three years. Based on that fact, he can guarantee such return to his new client in next year. Which of the following statements is the most accurate to comply with the CFA Institute Code of Ethics and Standards of Professional Conduct?
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Diana Fairbanks, CFA is married to an auditor who is employed at a large accounting firm. When her husband mentions a computer firm he audits will receive a qualified opinion she thinks nothing of it.
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David Bravoria, CFA, is an independent financial advisor for a high net worth client with whom he had not had contact in over two years. During a recent brief telephone conversation, the client states
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Miss Molly Simpson is invited to attend the 16th China International Distance Education Conference.()
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If Molly has any questions about applying for a visa, she can contact the International Cooperation Department.()
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